Clearing Members in Securities Clearing Service
Clearing members are categorized into 2 types as follows:
     1. General members or Clearing Fund members i.e. brokers
     2. Associate members or non-Clearing Fund members i.e. custodian banks, Commercial banks, Government bank, Finance company, and Securities company

Membership Qualifications

1. Juristic persons whose shareholders’ equities are not less than :
   • 150 million baht for conducting transactions on the SET only
   • 250 million baht for conducting transactions on the SET and TFEX
2. Have been permitted to trade in each market or operating business as securities custodians
3. Have adequate financial requirements as specified by the Securities and Exchange Commission (SEC) rules
4. Be accepted as Depository members of TSD
5. Be accepted as Members of Clearing Fund (except for the associate members)

Members’s duties
Members are bound to perform the following:

1. Comply with the law and other relevant rules and regulations. Members shall allow TCH to proceed with any sanctions where there are the violations, and shall ensure that their clients acknowledge and comply with the relevant rules and regulations;
2. Maintain their membership qualifications at all times;
3. Do not assist others in violating TCH rules;
4. Do not evade or breach TCH regulations;
5. Have an internal auditing system to monitor executives and staff. Members are responsible for the actions of any of their staff who evade or breach any regulation.
6. Report any violations or irregularities to the TCH (Self-Reporting);
7. Assist TCH to carry out its duties;
8. Verify the accuracy of reports received from TCH. Where any inaccuracies are found, members must inform TCH by the next working day;
9. Deposit collateral, clear and settle the obligations, and place assets for clearing system protection in accordance with TCH’s rules and regulations;
10. Allow TCH to disclose information on trading, clearing, risk management, rules violation, and sanctions to The Stock Exchange of Thailand (SET), the Securities and Exchange Commission (SEC), the Bank of Thailand (BoT), and any other entities required by law;
11. Pay fees, penalties, and other relevant expenses

- List of General members (As of January 31,2011)

- List of Associate members (As of January 31,2011)